Plan Snapshot
- Plan Sponsor: R.A. Smith, INC.
- Sponsor EIN: 391318572
- Sponsor Address: 16745 WEST BLUEMOUND ROAD, BROOKFIELD, WI, 53005
- Plan Type: 401(k)
- Total Participants: 211
- Total Assets: $55.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 211 | $55.9M | $715,615 | $2.3M |
| 2023 | 216 | $50.9M | $712,155 | $2.2M |
| 2022 | 223 | $45.5M | $688,008 | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | Auditor | $15,593 | — | $15,593 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,593
- Estimated Expense Ratio: 0.028% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $105,425 | $63,261 | $26,571 | $15,593 | — |
| 2023 | $97,200 | $56,992 | $26,033 | $14,175 | — |
| 2022 | $102,579 | $67,753 | $24,746 | — | $10,080 |