Plan Snapshot
- Plan Sponsor: Pt Financials Companies, LLC
- Sponsor EIN: 821273671
- Sponsor Address: 500 MADISON STREET, CHICAGO, IL, 60661
- Plan Type: DC
- Total Participants: 354
- Total Assets: $88.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 354 | $88.3M | $23,843 | $5.9M |
| 2022 | 354 | $71.0M | $68,928 | $5.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ROTHSCHILD INVESTMENT CORP | Investment Advisor | $54,132 | — | $54,132 |
| CHARLES SCHWAB TRUST BANK | Custodian / Trustee | — | $22,414 | $22,414 |
| ALLIANCE PENSION CONSULTANTS, LLC | Recordkeeper | $11,548 | — | $11,548 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB TRUST BANK — Custodian / Trustee
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $88,094
- Estimated Expense Ratio: 0.100% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $47,225 | — | — | — | — |
| 2022 | $52,909 | — | — | — | $28,058 |