Plan Snapshot
- Plan Sponsor: Principle
- Sponsor EIN: 465664401
- Sponsor Address: 153 TREELINE PARK SUITE 100, SAN ANTONIO, TX, 78209
- Plan Type: 401(k)
- Total Participants: 416
- Total Assets: $12.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 416 | $12.1M | $208,852 | $1.5M |
| 2023 | 383 | $10.3M | $186,261 | $1.4M |
| 2022 | 385 | $8.0M | $197,363 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $54,451 | — | $54,451 |
| THE AMERICAN AUDITORS GROUP LLC | AUDITOR | $6,000 | — | $6,000 |
| THE AMERICAN AUDITORS GROUP, LLC | Auditor | $6,000 | — | $6,000 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $5,629 | — | $5,629 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE AMERICAN AUDITORS GROUP, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,080
- Estimated Expense Ratio: 0.594% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $66,080 | $5,629 | — | $6,000 | — |
| 2023 | $56,623 | $4,630 | — | $9,000 | — |
| 2022 | $39,332 | — | $39,332 | — | — |