Plan Snapshot
- Plan Sponsor: Pomperaug Woods, INC.
- Sponsor EIN: 061073286
- Sponsor Address: 80 HERITAGE ROAD, SOUTHBURY, CT, 06488
- Plan Type: 403(b)
- Plan Number: 001
- Total Participants: 172
- Total Assets: $3.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 172 | $3.2M | $75,032 | $248,174 |
| 2023 | 146 | $2.8M | $68,630 | $230,439 |
| 2022 | 125 | $2.4M | $67,926 | $234,821 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $16,953 | — | $16,953 |
| WELLS THOMAS, LLC | Recordkeeper | $13,554 | $2,468 | $16,022 |
| MORGAN STANLEY SMITH BARNEY LLC | Recordkeeper | — | $10,658 | $10,658 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $43,633
- Estimated Expense Ratio: 1.367% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $30,506 | — | $30,506 | — | — |
| 2023 | $25,524 | — | $25,524 | — | — |
| 2022 | $24,037 | — | — | — | $24,037 |