Plan Snapshot
- Plan Sponsor: Pnp Pediatrics, LLC
- Sponsor EIN: 222160565
- Sponsor Address: 196 PRINCETON HIGHSTOWN ROAD, WEST WINDSOR, NJ, 08550
- Plan Type: 401(k)
- Total Participants: 82
- Total Assets: $21.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 82 | $21.9M | $420,000 | $863,799 |
| 2023 | 87 | $18.9M | $868,234 | $795,182 |
| 2022 | 83 | $14.8M | $399,483 | $756,401 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $60,264 | — | $60,264 |
| RBC CAPITAL MARKETS LLC | Investment Advisor | $37,789 | — | $37,789 |
| WITHUMSMITH+BROWN, PC | Auditor | $21,138 | — | $21,138 |
| THE PARAGON ALLIANCE GROUP LLC | Other Service Provider | — | $16,033 | $16,033 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $135,224
- Estimated Expense Ratio: 0.617% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $79,108 | — | $79,108 | — | — |
| 2023 | $83,404 | — | $83,404 | — | — |
| 2022 | $112,899 | — | $112,899 | — | — |