Plan Snapshot
- Plan Sponsor: Plumbers & Steamfitters Local 400
- Sponsor EIN: 391932533
- Sponsor Address: P.O. BOX 530, KAUKAUNA, WI, 541300530
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 1,960
- Total Assets: $73.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,960 | $73.8M | $35.6M | $1.9M |
| 2023 | 1,865 | $72.7M | $32.3M | $1.9M |
| 2022 | 1,822 | $69.0M | $29.6M | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BENEFIT PLAN ADMINISTRATION OF WI | Other Service Provider | $1,247,701 | — | $1,247,701 |
| UNITED HEALTHCARE INSURANCE COMPANY | Other Service Provider | $1,008,663 | — | $1,008,663 |
| PREVEA HEALTH OCCUPATIONAL HEALTH | Other Service Provider | $329,958 | — | $329,958 |
| CASE MANAGEMENT SPECIALISTS | Other Service Provider | $309,951 | — | $309,951 |
| REINHART BOERNER VAN DEUREN S.C. | Other Service Provider | $153,571 | — | $153,571 |
| ASSOCIATED TRUST COMPANY, N.A. | Other Service Provider | $71,143 | — | $71,143 |
| MEDEXPERT INTERNATIONAL, INC. | Other Service Provider | $69,817 | — | $69,817 |
| MILLIMAN | Recordkeeper | $66,000 | — | $66,000 |
| ASCENSION MEDICAL GROUP | Other Service Provider | $54,670 | — | $54,670 |
| BLUEGRASS HEALTH SOLUTIONS LLC | Other Service Provider | $42,749 | — | $42,749 |
| DELTA DENTAL OF WISCONSIN | Other Service Provider | $33,038 | — | $33,038 |
| SIKICH CPA LLC | Auditor | $26,650 | — | $26,650 |
| AURORA EMPLOYEE ASSISTANCE PROGRAM | Other Service Provider | $24,715 | — | $24,715 |
| EXPRESS SCRIPTS | Other Service Provider | $16,248 | — | $16,248 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MILLIMAN — Recordkeeper
- SIKICH CPA LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $3,454,874
- Estimated Expense Ratio: 4.682% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,547,108 | $32,118 | $917,551 | $26,650 | — |
| 2023 | $1,509,109 | $46,034 | $887,835 | $25,870 | — |
| 2022 | $1,337,382 | $48,314 | $845,207 | — | $224,211 |