Plan Snapshot
- Plan Sponsor: Pivot Point International, INC.
- Sponsor EIN: 362463558
- Sponsor Address: 8725 WEST HIGGINS ROAD, CHICAGO, IL, 60631
- Plan Type: 401(k)
- Total Participants: 89
- Total Assets: $18.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 89 | $18.2M | $269,971 | $818,033 |
| 2023 | 89 | $15.4M | $247,838 | $740,641 |
| 2022 | 85 | $12.8M | $225,484 | $664,950 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH RETIREMENT & BENEFIT | NONE | $37,783 | — | $37,783 |
| ASCENSUS LLC | NONE | $15,801 | — | $15,801 |
| WEISS & COMPANY LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $53,584
- Estimated Expense Ratio: 0.295% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $53,584 | $37,783 | $15,801 | — | — |
| 2023 | $46,463 | $31,386 | $15,077 | — | — |
| 2022 | $45,392 | $31,073 | $14,319 | — | — |