Plan Snapshot
- Plan Sponsor: Pivot Bio
- Sponsor EIN: 273803526
- Sponsor Address: 2910 7TH ST, BERKELEY, CA, 94710
- Plan Type: 401(k)
- Total Participants: 332
- Total Assets: $28.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 332 | $28.8M | $1.6M | $4.9M |
| 2023 | 433 | $21.9M | $1.9M | $5.5M |
| 2022 | 435 | $12.0M | $1.4M | $4.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SWEENEY CONRAD, P.S. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $118,706 | $89,506 | $29,200 | — | — |
| 2023 | $72,003 | — | $72,003 | — | — |
| 2022 | $38,534 | — | $38,534 | — | — |