Plan Snapshot
- Plan Sponsor: Piping Rock Club
- Sponsor EIN: 111191180
- Sponsor Address: 150 PIPING ROCK ROAD, LOCUST VALLEY, NY, 11560
- Plan Type: 401(k)
- Total Participants: 115
- Total Assets: $14.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 115 | $14.6M | $499,980 | $679,028 |
| 2023 | 110 | $13.4M | $435,744 | $605,933 |
| 2022 | 94 | $13.0M | $439,787 | $546,649 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WELLS FARGO ADVISORS FIN. NETWORK | Investment Advisor | $34,052 | — | $34,052 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WELLS FARGO ADVISORS FIN. NETWORK — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $34,052
- Estimated Expense Ratio: 0.233% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $496 | $496 | — | — | — |
| 2023 | $380 | $380 | — | — | — |
| 2022 | $1,275 | $1,275 | — | — | — |