Plan Snapshot
- Plan Sponsor: Pinnacle West Capital Corporation
- Sponsor EIN: 860748214
- Sponsor Address: PO BOX 53999, PHOENIX, AZ, 850043902
- Plan Type: 401(k)
- Plan Number: 524
- Total Participants: 0
- Total Assets: $381.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $381.8M | $0 | $0 |
| 2023 | 0 | $397.5M | $0 | $0 |
| 2022 | 0 | $400.2M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NISA INVESTMENT ADVISORS, LLC | Other Service Provider | $188,146 | — | $188,146 |
| MERCER INVESTMENTS LLC | Investment Advisor | $50,201 | — | $50,201 |
| FID INV INST OPS CO. | Recordkeeper | $34,110 | — | $34,110 |
| WILLIS TOWERS WATSON US LLC | Recordkeeper | $5,757 | — | $5,757 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MERCER INVESTMENTS LLC — Investment Advisor
- FID INV INST OPS CO. — Recordkeeper
- WILLIS TOWERS WATSON US LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $278,214
- Estimated Expense Ratio: 0.073% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $278,135 | $188,146 | $84,311 | — | — |
| 2023 | $264,346 | $193,260 | — | — | — |
| 2022 | $233,053 | $189,633 | — | — | $43,420 |