Plan Snapshot
- Plan Sponsor: Pinehurst Surgical Clinic, P.A.
- Sponsor EIN: 560942061
- Sponsor Address: 5 FIRST VILLAGE DRIVE, PINEHURST, NC, 28374
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 680
- Total Assets: $99.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 680 | $99.4M | $0 | $0 |
| 2024 | 483 | $95.3M | $3.1M | $2.6M |
| 2023 | 529 | $88.0M | $3.3M | $2.7M |
| 2022 | 494 | $71.4M | $3.1M | $2.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | Other Service Provider | $110,357 | — | $110,357 |
| VANGUARD ADVISERS INC. | Other Service Provider | $27,693 | — | $27,693 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $138,050
- Estimated Expense Ratio: 0.139% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $17,315,032 | — | — | — | — |
| 2024 | $131,080 | — | — | — | — |
| 2023 | $121,324 | — | — | — | — |
| 2022 | $116,182 | — | — | — | — |