Plan Snapshot
- Plan Sponsor: Phx Holdings LLC
- Sponsor EIN: 832712734
- Sponsor Address: 2859 PACES FERRY RD SUITE 615, ATLANTA, GA, 30339
- Plan Type: 401(k)
- Total Participants: 267
- Total Assets: $10.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 267 | $10.8M | $298,269 | $1.2M |
| 2023 | 294 | $9.1M | $332,468 | $1.1M |
| 2022 | 244 | $7.9M | $290,426 | $1.1M |
| 2019 | 192 | $5.0M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE INS CO | RECORDKEEPER | $42,368 | — | $42,368 |
| NORTHWESTERN MUTUAL WEALTH MGMT | INVESTMENT ADVISORY - PL | $40,323 | — | $40,323 |
| ERISA SERVICES OF GEORGIA, LLC | RECORDKEEPER | $15,171 | — | $15,171 |
| SEAY & WEISSINGER, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA FINANCIAL LIFE INS CO — RECORDKEEPER
- NORTHWESTERN MUTUAL WEALTH MGMT — INVESTMENT ADVISORY - PL
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $97,862
- Estimated Expense Ratio: 0.904% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $138,948 | $40,323 | — | — | — |
| 2023 | $106,383 | — | $106,383 | — | — |
| 2022 | $16,295 | — | — | — | $16,295 |
| 2019 | $6,714 | — | — | — | — |