Plan Snapshot
- Plan Sponsor: Broadview Investments, LLC
- Sponsor EIN: 202971461
- Sponsor Address: 545 OLD ELBERT RD, ROYSTON, GA, 30662
- Plan Type: 401(k)
- Total Participants: 188
- Total Assets: $9.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 188 | $9.6M | $192,912 | $482,846 |
| 2023 | 282 | $11.1M | $259,244 | $620,619 |
| 2022 | 320 | $9.9M | $243,643 | $603,296 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | INVESTMENT PROVIDER | $18,631 | — | $18,631 |
| LINCOLN NATIONAL CORPORATION | SERVICE PROVIDER | $16,716 | — | $16,716 |
| EMPOWER | ADVISOR | $7,389 | — | $7,389 |
| ASCENSUS LLC | TPA | $3,831 | $1,973 | $5,804 |
| FORVIS MAZARS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LINCOLN NATIONAL CORPORATION — SERVICE PROVIDER
- EMPOWER — ADVISOR
- ASCENSUS LLC — TPA
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,540
- Estimated Expense Ratio: 0.504% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $46,663 | $18,631 | $20,643 | — | — |
| 2023 | $56,596 | — | $56,596 | — | — |
| 2022 | $51,225 | — | $46,786 | — | $4,439 |