Plan Snapshot
- Plan Sponsor: Peter Thomas Roth Labs LLC
- Sponsor EIN: 134067164
- Sponsor Address: 400 PARK AVE FL 14, NEW YORK, NY, 100224406
- Plan Type: 401(k)
- Total Participants: 132
- Total Assets: $6.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 132 | $6.6M | $353,389 | $693,891 |
| 2023 | 112 | $5.5M | $310,218 | $629,329 |
| 2022 | 103 | $3.6M | $285,183 | $565,620 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GROSSMAN ST. AMOUR CPA PLLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,741 | $28,349 | $19,432 | — | — |
| 2023 | $33,410 | $19,452 | $12,998 | — | — |
| 2022 | $45,949 | $15,446 | $10,803 | — | $19,700 |