Plan Snapshot
- Plan Sponsor: Pelli Clarke & Partners
- Sponsor EIN: 061228461
- Sponsor Address: 1056 CHAPEL STREET, NEW HAVEN, CT, 06510
- Plan Type: 401(k)
- Total Participants: 71
- Total Assets: $20.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 71 | $20.2M | $9,891 | $556,178 |
| 2023 | 94 | $18.9M | $0 | $570,032 |
| 2022 | 66 | $17.7M | $0 | $703,793 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ESSEX FINANCIAL SERVICES, INC | Investment Advisor | $50,497 | — | $50,497 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $50,497
- Estimated Expense Ratio: 0.250% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,411 | — | $2,411 | — | — |
| 2023 | $1,010 | — | — | — | — |
| 2022 | $138 | — | — | — | $138 |