Plan Snapshot
- Plan Sponsor: Peaksware Holdings LLC
- Sponsor EIN: 611750687
- Sponsor Address: 285 CENTURY PLACE, LOUISVILLE, CO, 80027
- Plan Type: 401(k)
- Total Participants: 251
- Total Assets: $32.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 251 | $32.5M | $1.2M | $2.3M |
| 2023 | 264 | $27.9M | $1.1M | $2.0M |
| 2022 | 261 | $21.7M | $976,182 | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LPL FINANCIAL | INVESTMENT ADVISOR | $80,399 | — | $80,399 |
| ASCENSUS HOLDINGS INC DBA FUTUREPLA | CONTRACT ADMIN | $53,107 | — | $53,107 |
| EMPOWER ANNUITY INSURANCE CO | RECORDKEEPER | $52,378 | — | $52,378 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $11,837 | — | $11,837 |
| BROCK AND COMPANY, CPAS, P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BROCK AND COMPANY, CPAS, P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $197,721
- Estimated Expense Ratio: 0.609% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $191,197 | $92,236 | $53,107 | — | — |
| 2023 | $150,864 | $81,558 | $12,671 | $19,505 | — |
| 2022 | $159,125 | $74,556 | $29,131 | — | $10,688 |