Plan Snapshot
- Plan Sponsor: Pathways Behavioral Services INC
- Sponsor EIN: 510245708
- Sponsor Address: 3362 UNIVERSITY AVE, WATERLOO, IA, 507012006
- Plan Type: 403(b)
- Plan Number: 001
- Total Participants: 100
- Total Assets: $8.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 100 | $8.1M | $266,785 | $344,517 |
| 2023 | 121 | $7.2M | $262,639 | $319,131 |
| 2022 | 118 | $5.8M | $241,213 | $311,995 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FISHER INVESTMENTS 401(K) SOLUTIONS | Investment Advisor | $40,975 | — | $40,975 |
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $28,814 | — | $28,814 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $69,789
- Estimated Expense Ratio: 0.859% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $69,789 | $40,975 | $28,814 | — | — |
| 2023 | $16,280 | $13,027 | $3,253 | — | — |
| 2022 | $601 | — | $601 | — | — |