Plan Snapshot
- Plan Sponsor: Pacific Union Company
- Sponsor EIN: 942321747
- Sponsor Address: 1030 MAIN STREET, SUITE 300, ST. HELENA, CA, 94574
- Plan Type: 401(k)
- Total Participants: 229
- Total Assets: $12.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 229 | $12.9M | $454,346 | $1.2M |
| 2023 | 210 | $10.6M | $348,960 | $932,496 |
| 2022 | 170 | $8.3M | $296,057 | $732,983 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ELSENER & ELSENER | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $4,069 | — | $2,995 | — | — |
| 2023 | $1,864 | — | $1,864 | — | — |
| 2022 | $2,675 | — | $2,675 | — | — |