Plan Snapshot
- Plan Sponsor: Pacific States Industries, INC.
- Sponsor EIN: 942565203
- Sponsor Address: P.O. BOX 1300, MORGAN HILL, CA, 95038
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 227
- Total Assets: $19.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 227 | $19.3M | $649,895 | $1.2M |
| 2023 | 216 | $19.0M | $563,991 | $1.0M |
| 2022 | 201 | $15.7M | $445,581 | $892,656 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | Other Service Provider | $53,886 | $19 | $53,905 |
| UBS FINANCIAL SERVICES, INC. | Investment Advisor | $37,405 | — | $37,405 |
| FRANK, RIMERMAN & CO. LLP | Auditor | $14,000 | — | $14,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES, INC. — Investment Advisor
- FRANK, RIMERMAN & CO. LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $105,310
- Estimated Expense Ratio: 0.544% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $105,291 | $37,405 | $66,985 | — | — |
| 2023 | $84,345 | $26,572 | $55,480 | — | — |
| 2022 | $83,658 | — | — | — | — |