Plan Snapshot
- Plan Sponsor: Ozark Opportunities INC.
- Sponsor EIN: 710407485
- Sponsor Address: PO BOX 1400, HARRISON, AR, 72602
- Plan Type: 403(b)
- Plan Number: 001
- Total Participants: 93
- Total Assets: $2.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 93 | $2.0M | $142,432 | $42,416 |
| 2023 | 114 | $2.1M | $148,281 | $37,801 |
| 2022 | 89 | $2.7M | $141,845 | $34,483 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | Other Service Provider | $4,362 | $7,396 | $11,758 |
| GALLAGHER BENEFIT SVCS INC | Investment Advisor | $9,361 | — | $9,361 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GALLAGHER BENEFIT SVCS INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $21,119
- Estimated Expense Ratio: 1.034% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $13,723 | $9,361 | $4,362 | — | — |
| 2023 | $4,756 | $2,428 | — | — | — |
| 2022 | $456 | — | — | — | — |