Plan Snapshot
- Plan Sponsor: Ozark Empire Distributors
- Sponsor EIN: 710335481
- Sponsor Address: 2301 1ST STREET, ROGERS, AR, 72758
- Plan Type: 401(k)
- Total Participants: 140
- Total Assets: $6.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 140 | $6.7M | $455,082 | $397,895 |
| 2023 | 144 | $5.4M | $430,565 | $357,915 |
| 2022 | 132 | $4.2M | $431,033 | $355,084 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $24,227 | — | $24,227 |
| PIERCE FIRM, PLLC | ACCOUNTANT | $15,750 | — | $15,750 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
- PIERCE FIRM, PLLC — ACCOUNTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,977
- Estimated Expense Ratio: 0.600% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $39,977 | $15,750 | — | — | — |
| 2023 | $37,540 | $16,278 | — | — | — |
| 2022 | $41,499 | — | — | — | — |