Plan Snapshot
- Plan Sponsor: Otsuka America Pharmaceutical, INC.
- Sponsor EIN: 521630683
- Sponsor Address: 508 CARNEGIE CENTER, PRINCETON, NJ, 08540
- Plan Type: DB
- Total Participants: 77
- Total Assets: $132.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 77 | $132.7M | $4.7M | $0 |
| 2023 | 83 | $126.3M | $4.7M | $0 |
| 2022 | 88 | $113.8M | $4.3M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BANK OF AMERICA | Custodian / Trustee | $212,567 | — | $212,567 |
| TRANSAMERICA RETIREMENT SOLUTIONS | Recordkeeper | $154,605 | — | $154,605 |
| COLUMBIA MGMT INVSTMT ADVISORS, LLC | Investment Advisor | $111,479 | — | $111,479 |
| FORVIS, LLP | Auditor | $31,185 | — | $31,185 |
| ROCATION INVESTMENT ADV, LLC | Investment Advisor | $13,090 | — | $13,090 |
| PRINCIPAL | Investment Advisor | $12,038 | — | $12,038 |
| ALLSPRING MID VALUE | Investment Advisor | $10,024 | — | $10,024 |
| LOOMIS SAYLES LARGE CAP GROWTH | Investment Advisor | $8,698 | — | $8,698 |
| TCW LCG | Investment Advisor | $7,957 | — | $7,957 |
| MFS INSTITUTIONAL ADVISORS | Investment Advisor | $7,248 | — | $7,248 |
| BAIRD FUNDS, INC. | Investment Advisor | $5,213 | — | $5,213 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — Recordkeeper
- FORVIS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $574,104
- Estimated Expense Ratio: 0.433% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $617,237 | $177,369 | — | $31,185 | — |
| 2023 | $848,184 | $173,511 | — | $28,125 | — |
| 2022 | $780,442 | $154,430 | — | — | $3,876 |