Plan Snapshot
- Plan Sponsor: Osha Bergman Watanabe & Burton LLP
- Sponsor EIN: 760571383
- Sponsor Address: 1100 LOUISIANA ST., HOUSTON, TX, 77002
- Plan Type: 401(k)
- Total Participants: 123
- Total Assets: $18.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 123 | $18.1M | $280,030 | $1.0M |
| 2023 | 118 | $15.0M | $281,368 | $1.0M |
| 2022 | 101 | $12.0M | $275,684 | $916,747 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICE | SERVICE PROVIDER/ADVISOR | $4,384 | $16,041 | $20,425 |
| DESROCHES PARTNERS | SERVICE PROVIDER | $6,000 | — | $6,000 |
| ALLIANCE BENEFIT GROUP OF HOUSTON | THIRD PARTY ADMINISTRATO | — | $5,735 | $5,735 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DESROCHES PARTNERS — SERVICE PROVIDER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $32,160
- Estimated Expense Ratio: 0.178% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $26,831 | — | $26,831 | — | — |
| 2023 | $26,968 | — | $26,968 | — | — |
| 2022 | $21,339 | — | $21,339 | — | — |