Plan Snapshot
- Plan Sponsor: Orthopedic Surgeons Of Wisconsin, S.C.
- Sponsor EIN: 200217581
- Sponsor Address: 3077 N. MAYFAIR ROAD, MILWAUKEE, WI, 53222
- Plan Type: DC
- Total Participants: 114
- Total Assets: $34.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 114 | $34.0M | $992,584 | $962,314 |
| 2023 | 104 | $31.1M | $954,994 | $874,779 |
| 2022 | 96 | $26.8M | $940,989 | $802,868 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHWESTERN MUTUAL | Investment Advisor | $57,033 | — | $57,033 |
| FIDELITY BROKERAGE SERVICES LLC | Other Service Provider | $36,089 | — | $36,089 |
| RBC WEALTH MANAGEMENT | Other Service Provider | $21,161 | — | $21,161 |
| CHARLES SCHWAB | Other Service Provider | $18,966 | — | $18,966 |
| LPL FINANCIAL | Other Service Provider | $18,435 | — | $18,435 |
| STIFEL | Other Service Provider | $18,087 | — | $18,087 |
| JOHNSON FINANCIAL | Other Service Provider | $9,367 | — | $9,367 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NORTHWESTERN MUTUAL — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $179,138
- Estimated Expense Ratio: 0.527% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $188,674 | $179,139 | $9,535 | — | — |
| 2023 | $165,950 | $158,809 | $7,141 | — | — |
| 2022 | $171,622 | $163,867 | $7,755 | — | — |