Plan Snapshot
- Plan Sponsor: Orthopaedics Northeast, PC
- Sponsor EIN: 351496097
- Sponsor Address: 5050 NORTH CLINTON STREET, FORT WAYNE, IN, 46825
- Plan Type: 401(k)
- Total Participants: 339
- Total Assets: $104.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 339 | $104.1M | $2.7M | $2.0M |
| 2023 | 343 | $97.2M | $2.6M | $2.1M |
| 2022 | 370 | $82.6M | $2.4M | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VESTIA PERSONAL WEALTH ADVISORS | ADVISOR | $27,183 | — | $27,183 |
| PENSIONMARK FINANCIAL | ADVISOR | $15,000 | — | $15,000 |
| FUTUREPLAN | RECORD KEEPER | $11,167 | $183 | $11,350 |
| LARSON FINANCIAL GROUP | ADVISOR | $7,932 | — | $7,932 |
| WORLD INVESTMENT ADVISORS | ADVISOR | $5,000 | — | $5,000 |
| BADEN GAGE & SCHROEDER LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- VESTIA PERSONAL WEALTH ADVISORS — ADVISOR
- BADEN GAGE & SCHROEDER LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $66,465
- Estimated Expense Ratio: 0.064% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $60,130 | $35,183 | $24,947 | — | — |
| 2023 | $49,679 | $39,556 | $10,123 | — | — |
| 2022 | $66,641 | — | — | — | — |