Plan Snapshot
- Plan Sponsor: Orthopaedic Specialty Group, P.C.
- Sponsor EIN: 061455612
- Sponsor Address: 305 BLACK ROCK ROAD, FAIRFIELD, CT, 06825
- Plan Type: 401(k)
- Total Participants: 221
- Total Assets: $36.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 221 | $36.7M | $1.1M | $1.2M |
| 2023 | 156 | $33.3M | $1.2M | $1.2M |
| 2022 | 176 | $31.0M | $1.1M | $941,687 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDUCIENT ADVISORS LLC | NONE | $29,437 | — | $29,437 |
| EMPOWER ANNUITY INS. CO. OF AMERICA | NONE | $27,478 | — | $27,478 |
| PASI, LLC | NONE | $10,010 | — | $10,010 |
| CITRIN COOPERMAN & COMPANY, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $66,925
- Estimated Expense Ratio: 0.182% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $66,131 | — | — | — | — |
| 2023 | $98,258 | — | — | — | — |
| 2022 | $102,968 | — | — | — | — |