Plan Snapshot
- Plan Sponsor: Orthopaedic Associates INC.
- Sponsor EIN: 351159676
- Sponsor Address: 515 READ STREET, EVANSVILLE, IN, 477101683
- Plan Type: 401(k)
- Total Participants: 163
- Total Assets: $27.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 163 | $27.3M | $687,972 | $817,142 |
| 2023 | 142 | $23.1M | $686,404 | $815,929 |
| 2022 | 130 | $19.2M | $555,332 | $721,043 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $46,549 | — | $46,549 |
| GOLDMAN SACHS PERSONAL FINANCIAL | ADVISOR | $42,937 | — | $42,937 |
| HARDING, SHYMANSKI, & COMPANY | ACCOUNTANT/AUDITOR | $17,525 | — | $17,525 |
| FREEMAN, WILL, & NIEMEIER INC | INVESTMENT ADVISOR | $13,055 | — | $13,055 |
| UNITED CAPITAL ADVISERS LLC | INVESTMENT ADVISOR | $9,808 | — | $9,808 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- HARDING, SHYMANSKI, & COMPANY — ACCOUNTANT/AUDITOR
- FREEMAN, WILL, & NIEMEIER INC — INVESTMENT ADVISOR
- UNITED CAPITAL ADVISERS LLC — INVESTMENT ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $129,874
- Estimated Expense Ratio: 0.476% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $129,875 | $42,937 | — | $17,525 | — |
| 2023 | $110,198 | $37,729 | — | $14,500 | — |
| 2022 | $108,577 | — | — | — | — |