Plan Snapshot
- Plan Sponsor: One Anesthesia, PLLC
- Sponsor EIN: 610841763
- Sponsor Address: 320 WHITTINGTON PARKWAY, SUITE 301, LOUISVILLE, KY, 40222
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 67 | $69.8M | $2.4M | $1.5M |
| 2023 | 67 | $67.1M | $2.8M | $1.7M |
| 2022 | 102 | $76.8M | $2.9M | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN TRUST COMPANY | Other Service Provider | $106,102 | — | $106,102 |
| HILLIARD LYONS - A BAIRD COMPANY | Investment Advisor | $43,110 | — | $43,110 |
| STOCK YARDS BANK & TRUST | Investment Advisor | $24,822 | — | $24,822 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $174,034
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $13,463,477 | $59,753 | $92,433 | — | — |
| 2024 | $174,034 | $67,932 | $106,102 | — | — |
| 2023 | $171,704 | $69,615 | $102,089 | — | — |
| 2022 | $183,898 | $67,307 | $105,791 | — | $10,800 |