Plan Snapshot
- Plan Sponsor: Old Hickory Clay Company, INC.
- Sponsor EIN: 611260836
- Sponsor Address: PO BOX 66, HICKORY, KY, 42051
- Plan Type: 401(k)
- Total Participants: 119
- Total Assets: $10.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 119 | $10.2M | $433,687 | $385,942 |
| 2023 | 97 | $9.4M | $412,400 | $369,850 |
| 2022 | 111 | $7.9M | $407,723 | $376,615 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | Other Service Provider | $4,010 | $53,710 | $57,720 |
| NORTHWESTERN MUTUAL WM | Investment Advisor | — | $37,409 | $37,409 |
| FUTURE CAPITAL | Other Service Provider | $30,242 | — | $30,242 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NORTHWESTERN MUTUAL WM — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $125,371
- Estimated Expense Ratio: 1.227% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,836 | — | $72,836 | — | — |
| 2023 | $30,562 | — | $30,562 | — | — |
| 2022 | $30,031 | — | — | — | — |