Plan Snapshot
- Plan Sponsor: Odw Lts, LLC
- Sponsor EIN: 264751705
- Sponsor Address: 345 HIGH STREETSUITE 600, HAMILTON, OH, 45011
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 120
- Total Assets: $6.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 120 | $6.8M | $328,108 | $712,644 |
| 2022 | 118 | $4.8M | $297,596 | $638,923 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HORAN SECURITIES INC | Investment Advisor | $25,214 | — | $25,214 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $17,301 | — | $17,301 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $42,515
- Estimated Expense Ratio: 0.622% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $46,849 | $29,548 | — | — | — |
| 2022 | $525,447 | — | — | — | — |