Plan Snapshot
- Plan Sponsor: Oak Ridge Associated Universities
- Sponsor EIN: 620476816
- Sponsor Address: 100 ORAU WAY, OAK RIDGE, TN, 378310117
- Plan Type: 403(b)
- Total Participants: 1,069
- Total Assets: $359.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,069 | $359.2M | $6.3M | $7.2M |
| 2023 | 1,114 | $335.9M | $5.6M | $6.6M |
| 2022 | 799 | $299.4M | $4.9M | $5.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TIAA | RECORD KEEPER | $71,906 | — | $71,906 |
| PENSIONMARK FINANCIAL GROUP, LLC | NONE | $8,501 | — | $8,501 |
| LBMC, PC | AUDITOR | $5,500 | — | $5,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $85,907
- Estimated Expense Ratio: 0.024% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $90,488 | — | — | — | — |
| 2023 | $67,788 | — | — | — | — |
| 2022 | $134,709 | $11,046 | $123,663 | — | — |