Plan Snapshot
- Plan Sponsor: Ns412, LLC
- Sponsor EIN: 262868596
- Sponsor Address: 14841 N. DALLAS PARKWAY, DALLAS, TX, 75254
- Plan Type: 401(k)
- Total Participants: 106
- Total Assets: $11.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 106 | $11.3M | $726,339 | $1.5M |
| 2023 | 131 | $9.4M | $653,868 | $1.3M |
| 2022 | 115 | $6.9M | $604,126 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING HOLD CO, LLC | Investment Advisor | $309 | $25,370 | $25,679 |
| ASCENSUS | Recordkeeper | — | $6,098 | $6,098 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING HOLD CO, LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $31,777
- Estimated Expense Ratio: 0.281% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $60,173 | — | $60,173 | — | — |
| 2023 | $41,770 | — | $41,770 | — | — |
| 2022 | $39,679 | — | $39,679 | — | — |