Plan Snapshot
- Plan Sponsor: Northwood Investors LLC
- Sponsor EIN: 260373451
- Sponsor Address: 1819 WAZEE STREET, DENVER, CO, 80202
- Plan Type: 401(k)
- Total Participants: 1,740
- Total Assets: $65.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 1,740 | $65.2M | $3.2M | $6.2M |
| 2022 | 1,946 | $50.3M | $2.6M | $5.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | Recordkeeper | $669,584 | — | $669,584 |
| MORGAN STANLEY GRAYSTONE CONSULTING | Investment Advisor | $237,586 | — | $237,586 |
| CLIFTONLARSENALLEN LLP | Auditor | $80,000 | — | $80,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LINCOLN NATIONAL CORPORATION — Recordkeeper
- MORGAN STANLEY GRAYSTONE CONSULTING — Investment Advisor
- CLIFTONLARSENALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $987,170
- Estimated Expense Ratio: 1.515% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $493,585 | $118,793 | $334,792 | $40,000 | — |
| 2022 | $388,842 | — | $388,842 | — | — |