Plan Snapshot
- Plan Sponsor: Northern Nurseries INC.
- Sponsor EIN: 060969963
- Sponsor Address: 546 HALFWAY HOUSE RD, WINDSOR LOCKS, CT, 06096
- Plan Type: 401(k)
- Total Participants: 160
- Total Assets: $13.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 160 | $13.0M | $179,926 | $515,871 |
| 2023 | 117 | $12.3M | $168,332 | $474,312 |
| 2022 | 176 | $11.1M | $218,130 | $403,208 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC DB | INVESTMENT ADVISOR | $19,148 | — | $19,148 |
| BARATZ & ASSOCIATES | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BARATZ & ASSOCIATES — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $19,148
- Estimated Expense Ratio: 0.147% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $19,148 | $19,148 | — | — | — |
| 2023 | $17,250 | $17,250 | — | — | — |
| 2022 | $19,145 | $16,873 | $2,265 | — | — |