Plan Snapshot
- Plan Sponsor: Nixon Peabody LLP
- Sponsor EIN: 160764720
- Sponsor Address: 211 HIGH POINT DRIVE, VICTOR, NY, 145641061
- Plan Type: 401(k)
- Total Participants: 231
- Total Assets: $101.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 231 | $101.1M | $1.0M | $6.3M |
| 2023 | 179 | $90.6M | $763,202 | $5.4M |
| 2022 | 152 | $74.0M | $732,303 | $4.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | Investment Advisor | $34,376 | — | $34,376 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $29,800 | — | $29,800 |
| BONADIO & CO LLP | Auditor | $13,600 | — | $13,600 |
| CLS INVESTMENTS | Other Service Provider | $9,919 | — | $9,919 |
| FIDUCIENT ADVISORS LLC | Investment Advisor | $8,807 | — | $8,807 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — Investment Advisor
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
- BONADIO & CO LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $96,502
- Estimated Expense Ratio: 0.095% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $96,502 | $34,376 | — | $13,600 | — |
| 2023 | $83,904 | $33,145 | — | $12,600 | — |
| 2022 | $85,696 | $25,959 | — | — | — |