Plan Snapshot
- Plan Sponsor: Niebaum-Coppola Estate Winery, LP
- Sponsor EIN: 680279391
- Sponsor Address: P.O. BOX 208, RUTHERFORD, CA, 94573
- Plan Type: 401(k)
- Total Participants: 174
- Total Assets: $39.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 174 | $39.1M | $318,927 | $888,008 |
| 2023 | 95 | $38.0M | $301,725 | $813,012 |
| 2022 | 164 | $35.4M | $325,739 | $869,054 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $37,399 | — | $37,399 |
| NEWFRONT RETIREMENT SERVICES INC | ADVISOR | $34,399 | — | $34,399 |
| CARON & BLETZER PLLC | Auditor | $3,300 | — | $3,300 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- CARON & BLETZER PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $75,098
- Estimated Expense Ratio: 0.192% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $75,099 | $34,399 | — | $3,300 | — |
| 2023 | $72,747 | $32,612 | — | — | — |
| 2022 | $91,657 | — | — | — | — |