Plan Snapshot
- Plan Sponsor: Nfo, INC.
- Sponsor EIN: 420761300
- Sponsor Address: 528 BILLY SUNDAY RD., SUITE 100, AMES, IA, 50010
- Plan Type: 401(k)
- Total Participants: 129
- Total Assets: $9.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 129 | $9.8M | $112,259 | $376,702 |
| 2023 | 140 | $8.9M | $111,147 | $369,815 |
| 2022 | 135 | $7.9M | $114,296 | $349,443 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWPORT GROUP, INC. | Other Service Provider | $20,308 | — | $20,308 |
| PNC INSTITUTIONAL ASSET MANAGEMENT | Other Service Provider | $15,542 | — | $15,542 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $35,850
- Estimated Expense Ratio: 0.365% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $35,850 | $15,542 | $20,308 | — | — |
| 2023 | $27,115 | $9,887 | $17,228 | — | — |
| 2022 | $30,831 | $7,351 | $21,639 | — | $1,841 |