Plan Snapshot
- Plan Sponsor: Nexpoint Advisors, L.P.
- Sponsor EIN: 364728498
- Sponsor Address: 300 CRESENT COURT SUITE 700, DALLAS, TX, 75201
- Plan Type: 401(k)
- Total Participants: 289
- Total Assets: $88.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 289 | $88.1M | $5.2M | $3.6M |
| 2023 | 268 | $75.2M | $4.8M | $3.4M |
| 2022 | 282 | $66.5M | $4.4M | $3.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BOKF, NA | TPA | $48,534 | — | $48,534 |
| BOK FINANCIAL ASSET MGMT, INC. | TPA | $34,800 | — | $34,800 |
| CHARLES SCHWAB TRUST BANK | CUSTODIAN | — | $30,797 | $30,797 |
| CHARLES SCHWAB & CO., INC. | CUSTODIAN | $13,469 | — | $13,469 |
| PAYNE & SMITH | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB TRUST BANK — CUSTODIAN
- CHARLES SCHWAB & CO., INC. — CUSTODIAN
- PAYNE & SMITH — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $127,600
- Estimated Expense Ratio: 0.145% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $83,335 | $47,386 | — | — | — |
| 2023 | $84,489 | $40,358 | — | — | — |
| 2022 | $223,228 | $159,356 | $57,043 | — | $6,829 |