Newport Group, INC. 401(k) Plan

Form 5500 filing data for plan year 2024.

Plan Snapshot

  • Plan Sponsor: Newport Group, INC.
  • Sponsor EIN: 272037969
  • Sponsor Address: 35 IRON POINT CIRCLE, FOLSOM, CA, 95630
  • Plan Type: 401(k)
  • Total Participants: 11,059
  • Total Assets: $205.6M

Key Plan Design Features

  • Auto-Enrollment: Yes
  • Auto-Escalation: No
  • Allows Roth Contributions: Yes
  • Participant Loans: No
  • Participant-Directed Investments: Yes
  • ERISA Section 404(c) Fiduciary Safe Harbor: Yes

Plan Financials by Year

YearParticipantsTotal AssetsEmployer Contrib.Employee Contrib.
202411,059$205.6M$10.7M$27.0M
20238,076$130.4M$6.8M$17.3M
20224,026$48.8M$3.6M$10.8M

Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

Provider Name Role Direct Compensation Indirect Compensation Total Fees
NEWPORT GROUP, INC.PLAN SPONSOR$675,178$675,178
LPL FINANCIALNONE$159,048$159,048
NEWPORT GROUP CONSULTING, LLCAFFILIATE$40,599$40,599
NEWPORT TRUST COMPANYAFFILIATE$39,781$39,781
J.M. ARBOUR WEALTH MANAGEMENTNONE$31,071$31,071
WINTRUST RETIREMENT BENEFIT ADVISORNONE$24,936$24,936
CADENCE BANKNONE$24,376$24,376
TRACTION FINANCIAL PARTNERSNONE$18,970$18,970
BLAKESLEE AND BLAKESLEE FINANCIAL ANONE$18,269$18,269
COMMONWEALTH FINANCIAL NETWORKNONE$16,714$16,714
ASSUREDPARTNERS INVESTMENT ADVISORSNONE$16,579$16,579
NAPLES ASSET MANAGEMENT COMPANY, LLNONE$15,341$15,341
NOTE ADVISORS, LLCNONE$13,661$13,661
SUCCESSFUL RETIREMENT SOLUTIONS,LLCNONE$13,430$13,430
WHARTONHILL ADVISORS, LLCNONE$13,197$13,197
QUANTUM FINANCIAL ADVISORSNONE$12,400$12,400
ROBERTSON RYAN FINANCIAL SERVICESNONE$10,546$10,546
J.W. COLE ADVISORS, INC.NONE$8,313$8,313
RBC WEALTH MANAGEMENTNONE$7,686$7,686
LEGACY WEALTH PARTNERSNONE$7,411$7,411
MCADAM, LLCNONE$7,025$7,025
THE BEACON GROUP OF COMPANIESNONE$6,977$6,977
INTEGRITY WEALTH ADVISORSNONE$6,715$6,715
WARREN CAPITAL GROUPNONE$6,478$6,478
FORTUNE 360 GROUP, LLCNONE$5,648$5,648
COMMUNITY FINANCIAL SERVICESNONE$5,361$5,361
CLIFTONLARSONALLEN LLPAuditor$0

Verified Provider Profiles

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Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

  • Total Service Provider Fees: $1,205,710
  • Estimated Expense Ratio: 0.586% of plan assets

Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

Year Total Admin Expenses Investment Mgmt Fees Contract Admin Fees IQPA Audit Fees Professional Fees
2024$1,250,612$740,600$274,224
2023$622,529$248,687$162,757
2022$232,992$57,892$170,227$4,786

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