Plan Snapshot
- Plan Sponsor: Newmeyer & Dillion, LLP
- Sponsor EIN: 330051418
- Sponsor Address: 895 DOVE STREET, NEWPORT BEACH, CA, 92660
- Plan Type: 401(k)
- Total Participants: 97
- Total Assets: $43.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 97 | $43.5M | $1.1M | $910,456 |
| 2023 | 102 | $40.1M | $1.2M | $744,019 |
| 2022 | 99 | $34.5M | $803,282 | $855,025 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MCMILL WEALTH MANAGEMENT, LLC | Investment Advisor | $42,693 | — | $42,693 |
| RETIREMENT PLAN CONSULTANTS, LLC | Recordkeeper | $40,982 | — | $40,982 |
| SARATOGA RESEARCH & INVESTMENT | Investment Advisor | $37,513 | — | $37,513 |
| ABBATE, JUNE & ASSOCIATES | Investment Advisor | $18,803 | — | $18,803 |
| THE SHADDEN GROUP | Investment Advisor | $16,088 | — | $16,088 |
| MARYLAND CAPITAL ADVISORS | Investment Advisor | $14,448 | — | $14,448 |
| THE BAHNSEN GROUP | Investment Advisor | $7,537 | — | $7,537 |
| BLUE KAYAK PARTNERS LLC | Other Service Provider | $6,510 | — | $6,510 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $184,574
- Estimated Expense Ratio: 0.424% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $184,411 | $143,429 | — | — | — |
| 2023 | $169,640 | $127,340 | — | — | — |
| 2022 | $163,810 | $121,176 | $42,634 | — | — |