Plan Snapshot
- Plan Sponsor: New Vista Behavioral Healthcare, INC.
- Sponsor EIN: 452412767
- Sponsor Address: 1351 NEWTOWN PIKE BLDG 1, LEXINGTON, KY, 40511
- Plan Type: 401(k)
- Total Participants: 859
- Total Assets: $10.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 859 | $10.1M | $1.2M | $1.7M |
| 2023 | 806 | $7.5M | $1.0M | $1.5M |
| 2022 | 650 | $4.8M | $791,272 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | Recordkeeper | $70,166 | — | $70,166 |
| MMA SECURITIES LLC | Investment Advisor | $36,846 | — | $36,846 |
| CREATIVE RETIREMENT SYSTEMS, INC. | Recordkeeper | $17,523 | — | $17,523 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — Recordkeeper
- MMA SECURITIES LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $124,535
- Estimated Expense Ratio: 1.228% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $126,222 | $36,846 | — | — | — |
| 2023 | $83,877 | — | — | — | — |
| 2022 | $59,416 | — | — | — | — |