Plan Snapshot
- Plan Sponsor: New England Orthopedic Surgeons, INC.
- Sponsor EIN: 042521996
- Sponsor Address: 300 BIRNIE AVENUE,, SPRINGFIELD, MA, 01107
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 241 | $61.0M | $1.8M | $1.4M |
| 2023 | 233 | $52.0M | $1.6M | $1.3M |
| 2022 | 283 | $43.6M | $1.5M | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SWBC INVESTMENT ADVISORY SERVICES | N/A | $28,035 | — | $28,035 |
| VANGUARD GROUP, INC. | N/A | $8,711 | — | $8,711 |
| COHNREZNICK LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,746
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $18,539 | — | $18,539 | — | — |
| 2024 | $36,746 | — | $36,746 | — | — |
| 2023 | $31,332 | — | $31,332 | — | — |
| 2022 | $7,932 | — | $7,932 | — | — |