Plan Snapshot
- Plan Sponsor: New Directions Behavioral Health, LLC
- Sponsor EIN: 431698690
- Sponsor Address: 6100 SPRINT PARKWAY, OVERLAND PARK, KS, 66211
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,249
- Total Assets: $93.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,249 | $93.0M | $0 | $0 |
| 2024 | 758 | $75.6M | $2.2M | $6.2M |
| 2023 | 707 | $64.7M | $2.1M | $6.0M |
| 2022 | 708 | $55.0M | $1.9M | $5.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $55,826 | — | $55,826 |
| MMA SECURITIES | Investment Advisor | $50,000 | — | $50,000 |
| STRATEGIC ADVISERS LLC | Investment Advisor | $15,468 | — | $15,468 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $121,294
- Estimated Expense Ratio: 0.130% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $7,285,160 | $65,468 | — | — | — |
| 2024 | $105,821 | $60,127 | — | — | — |
| 2023 | $92,110 | $55,586 | — | — | — |
| 2022 | $97,096 | $1,479 | — | — | — |