Plan Snapshot
- Plan Sponsor: Neste Us, INC.
- Sponsor EIN: 200850603
- Sponsor Address: 3040 POST OAK BOULEVARD #1700, HOUSTON, TX, 77056
- Plan Type: 401(k)
- Total Participants: 205
- Total Assets: $30.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 205 | $30.4M | $3.5M | $2.6M |
| 2023 | 188 | $23.1M | $3.0M | $2.3M |
| 2022 | 149 | $15.9M | $1.7M | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MARCADO ASSET MANAGEMENT LLC | INVESTMENT ADVISOR | $20,000 | — | $20,000 |
| PENSION ASSURANCE LLP | ACCOUNTANT/AUDITOR | $15,000 | — | $15,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PENSION ASSURANCE LLP — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $35,000
- Estimated Expense Ratio: 0.115% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $35,725 | $20,000 | — | $15,000 | — |
| 2023 | -$5,400 | — | — | — | — |
| 2022 | $1,959,361 | — | $825 | — | — |