Plan Snapshot
- Plan Sponsor: Neptune Trading Group
- Sponsor EIN: 050447141
- Sponsor Address: 130 BELLEVUE AVENUE, NEWPORT, RI, 02840
- Plan Type: 401(k)
- Total Participants: 127
- Total Assets: $5.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 127 | $5.3M | $384,651 | $394,200 |
| 2023 | 121 | $3.8M | $317,651 | $328,487 |
| 2022 | 94 | $2.7M | $233,520 | $154,674 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KAHN, LITWIN, RENZA & CO., LTD. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $47,601 | $40,896 | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |