Plan Snapshot
- Plan Sponsor: Neozene, INC.
- Sponsor EIN: 453173644
- Sponsor Address: 17274 GOLDEN VALLEY PARKWAY, LATHROP, CA, 95008
- Plan Type: 401(k)
- Total Participants: 55
- Total Assets: $1.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 55 | $1.6M | $0 | $252,286 |
| 2023 | 54 | $1.6M | $113 | $451,878 |
| 2022 | 116 | $1.2M | $0 | $636,496 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HUMAN INTEREST ADVISOR LLC | RECORDKEEPER | $15,010 | — | $15,010 |
| CLOONAN & ASSOCIATES, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HUMAN INTEREST ADVISOR LLC — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,010
- Estimated Expense Ratio: 0.963% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $15,010 | $15,010 | — | — | — |
| 2023 | $12,319 | $12,319 | — | — | — |
| 2022 | $9,791 | $9,791 | — | — | — |