Plan Snapshot
- Plan Sponsor: Neil Kelly Company, INC.
- Sponsor EIN: 930519115
- Sponsor Address: 804 NORTH ALBERTA STREET, PORTLAND, OR, 97217
- Plan Type: 401(k)
- Total Participants: 132
- Total Assets: $6.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 132 | $6.1M | $0 | $724,125 |
| 2023 | 134 | $6.0M | $100,000 | $776,136 |
| 2022 | 138 | $4.5M | $0 | $681,889 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PENSION PLAN SPECIALISTS | TPA | $8,337 | — | $8,337 |
| VERITY ACCOUNTANCY, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- VERITY ACCOUNTANCY, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,337
- Estimated Expense Ratio: 0.138% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $54,726 | — | $49,088 | — | — |
| 2023 | $47,804 | — | $46,554 | — | — |
| 2022 | $40,374 | — | $39,874 | — | — |