Plan Snapshot
- Plan Sponsor: Nebraska Spine Center, LLP
- Sponsor EIN: 470813040
- Sponsor Address: 13616 CALIFORNIA ST, STE 100, OMAHA, NE, 68154
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 94
- Total Assets: $20.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 94 | $20.3M | $693,200 | $768,106 |
| 2022 | 90 | $17.6M | $688,238 | $769,943 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHWESTERN MUT INV SRV LLC | Investment Advisor | $38,349 | — | $38,349 |
| NEWPORT GROUP, INC. | Recordkeeper | $20,599 | — | $20,599 |
| THE VANGUARD GROUP, INC. | Recordkeeper | $10,843 | — | $10,843 |
| ENVESTNET RETIREMENT SOLUTIONS | Investment Advisor | $7,670 | — | $7,670 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $77,461
- Estimated Expense Ratio: 0.381% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $74,729 | $43,287 | — | — | — |
| 2022 | $80,289 | — | — | — | $80,289 |