Plan Snapshot
- Plan Sponsor: Neal, Gerber & Eisenberg LLP
- Sponsor EIN: 363532950
- Sponsor Address: 225 WEST RANDOLPH STREET, CHICAGO, IL, 60606
- Plan Type: 401(k)
- Total Participants: 216
- Total Assets: $182.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 216 | $182.9M | $4.4M | $2.9M |
| 2023 | 221 | $174.4M | $4.3M | $2.8M |
| 2022 | 215 | $148.7M | $3.8M | $2.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AT INVESTMENT ADVISERS INC | Other Service Provider | $72,874 | — | $72,874 |
| SCHWAB RETIREMENT PLAN SERVICES INC | Recordkeeper | $29,179 | — | $29,179 |
| RAPPAPORT REICHES CAPITAL MANA | Other Service Provider | $17,974 | — | $17,974 |
| BUCKINGHAM STRATEGIC WEALTH LL | Other Service Provider | $17,237 | — | $17,237 |
| CHARLES SCHWAB & CO., INC. | Recordkeeper | $13,223 | — | $13,223 |
| CORIENT PRIVATE WEALTH LLC | Investment Advisor | $11,912 | — | $11,912 |
| SAVANT CAPITAL LLC | Investment Advisor | $11,029 | — | $11,029 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES INC — Recordkeeper
- CHARLES SCHWAB & CO., INC. — Recordkeeper
- CORIENT PRIVATE WEALTH LLC — Investment Advisor
- SAVANT CAPITAL LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $173,428
- Estimated Expense Ratio: 0.095% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $165,958 | $139,464 | — | — | — |
| 2023 | $156,825 | $130,425 | — | — | — |
| 2022 | $168,317 | $117,546 | — | — | — |