Plan Snapshot
- Plan Sponsor: Nc Transaction, INC.
- Sponsor EIN: 461138762
- Sponsor Address: 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
- Plan Type: 401(k)
- Total Participants: 8,014
- Total Assets: $3.7B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 8,014 | $3.7B | $52.6M | $97.3M |
| 2023 | 8,267 | $3.2B | $52.3M | $95.0M |
| 2022 | 8,910 | $2.8B | $51.1M | $88.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INV. INST. OPER. CO., INC. | Recordkeeper | $608,927 | — | $608,927 |
| THOMPSON HINE LLP | ERISA Attorney | $366,984 | — | $366,984 |
| DIMEO SCHNEIDER & ASSOCIATES LLC | Other Service Provider | $168,299 | — | $168,299 |
| ERNST & YOUNG LLP | Auditor | $118,938 | — | $118,938 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $87,015 | — | $87,015 |
| MERCER INVESTMENTS LLC | Other Service Provider | $30,000 | — | $30,000 |
| MOSS ADAMS LLP | Recordkeeper | $11,550 | — | $11,550 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INV. INST. OPER. CO., INC. — Recordkeeper
- THOMPSON HINE LLP — ERISA Attorney
- ERNST & YOUNG LLP — Auditor
- STRATEGIC ADVISORS, INC. — Investment Advisor
- MOSS ADAMS LLP — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,391,713
- Estimated Expense Ratio: 0.038% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,367,142 | $255,314 | — | $130,488 | — |
| 2023 | $1,124,386 | $136,808 | — | $133,665 | — |
| 2022 | $969,520 | — | — | — | $274,039 |